Plural Transfer Services
Transfer agent services for private investments.
Keep investor information and ownership up to date after a financing closes. Plural Transfer Services maintains the official ownership records, alongside the payments and reporting tools in Plural AssetOS.
For issuers
Ownership records for issuers.
An investor buys in. A holding is transferred. Contact information changes. Issuers need those updates reflected in the information they use to administer their securities, whether they are preparing a new issuance or maintaining an existing one.
Investor holdings
Maintain the official record of each investor’s holdings in the securities we administer.
Ownership changes
Update ownership information as transfers are reviewed and completed under the terms of the investment.
Investor information
Keep investor details associated with their holdings so your team has the information it needs for ongoing administration.
Connected to AssetOS
Connect ownership to financial administration.
In Plural AssetOS, ownership information sits alongside payment schedules, investor reporting and the documents behind the investment. The official holdings record provides ownership information for the team preparing reports and distributions.
Plural Transfer Services provides the transfer agent services. AssetOS provides the software for ongoing administration.
Explore AssetOSStarting an engagement
What should an issuer bring?
For a first discussion
Describe the issuer, the securities, the number of investors and the services you need. For an existing issuance, explain how ownership records are maintained today and which documents govern transfers and investor rights.
For onboarding or a move from another provider
Before agreeing on the work, we need to scope the records and documents to be provided, how holdings will be reconciled, applicable transfer restrictions and the approvals required for the transition. The engagement sets out responsibilities and the services to be provided.
Who provides the service?
Transfer agent services are provided through Plural Transfer Services, Plural’s affiliated SEC-registered transfer agent. Securities-related structuring and placement are provided through Plural Brokerage LLC, member FINRA/SIPC.
The services for a particular issuer or security are set out in the applicable engagement. Transfers remain subject to the investment’s terms, transfer restrictions and required approvals.
SEC registration does not imply approval or endorsement by the SEC.
Start a conversation
Tell us about your investment.
Share the type of investment, the number of investors and whether you’re starting a new issuance or administering an existing one. We’ll discuss the services you need.
Discuss transfer agent services ↗