Plural Brokerage LLC

01The Firm

Plural Brokerage LLC is a broker-dealer registered with the U.S. Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). The firm places privately offered securities and provides investment banking advisory services to sponsors and asset owners in energy, compute and infrastructure.

The firm does not hold, receive or owe customer funds or securities, and does not carry customer accounts. Subscription funds are paid to the issuer, or into escrow at a bank or escrow agent engaged for that offering.

02Scope of Business

A broker-dealer may only conduct the business its FINRA membership agreement permits. The firm's approved activities are:

• Private placement of securities
• Investment banking advisory services
• Operation of an alternative trading system — approved through a continuing membership application. The alternative trading system is not currently operating.

03Registration Record

FINRA BrokerCheck is the authoritative source for the firm's registration status and disclosure history, and is updated as filings change.

04Relationship to Plural

Plural Brokerage LLC is wholly owned by Plural Capital Holdings LLC. It is a separate legal entity from Plural Everything, Inc., which develops and operates the Plural platform and AssetOS and is not a broker-dealer.

The division of labour is deliberate. Securities activity — structuring an offering, placing it, advising on it — is conducted by the broker-dealer, by registered persons, under supervision. Software that records ownership, executes payments and produces reporting after a deal closes is provided by the technology affiliate. Nothing about the platform or its features is a recommendation, solicitation or offer by Plural Brokerage LLC, except where the firm expressly acts as placement agent for a specific offering under a written engagement.

05Disclosure Documents

The firm's disclosure documents and its public record:

06Contact

Securities-related activities described on this site are conducted solely by Plural Brokerage LLC. Nothing here is an offer to sell, or a solicitation of an offer to buy, any security; any such offer is made only to eligible investors by means of definitive offering documents for a specific offering.